Due Diligence Obligations for Newcomer

Objectif

The seminar participants have the basic knowledge on the subject of due diligence in financial transactions in the Principality of Liechtenstein.

Content

The theoretical basics are presented and then immediately applied with practical examples and group work.

In particular, the following areas will be addressed:

• Relevant regulations in Liechtenstein
• The central obligations of the Due Diligence Act and Ordinance
• Definition of money laundering, organized crime, terrorism, corruption, etc.
• Contact persons for due diligence issues in Liechtenstein
• Tasks and competences

Participants

The seminar is aimed at employees who are new to the Liechtenstein financial services center and at persons who are newly confronted with the subject of due diligence. Participants will receive a confirmation of attendance of the seminar.

Lecturer

Mark van Thiel, Institute for Compliance and Quality Management AG, Zürich

Important information

This seminar takes 2 x half-day :

• 1. Part: Tuesday, 12.09.2023, 08.30 - 12.00 Uhr, Rathaus, Städtle 6, 9490 Vaduz
  
• 2. Part: Tuesday, 19.09.2023, 08.30 - 12.00 Uhr, Rathaus, Städtle 6, 9490 Vaduz